Files
kyle cff22ce579 Add the ledger: the audit writer and session state behind one lock
Implemented-By: OpenCode session (model recorded in docs/implementer-log.md)
2026-09-20 03:30:37 -07:00

384 lines
12 KiB
Rust

//! The ledger's first and third steps: decide and record; raise the state and record the result.
//! And what happens after a failed append or a panic. Do not edit.
#[path = "support/build.rs"]
mod build;
#[path = "support/rig.rs"]
mod rig;
#[path = "support/sink.rs"]
mod sink;
#[path = "support/tmp.rs"]
mod tmp;
use std::os::unix::fs::PermissionsExt;
use std::panic::AssertUnwindSafe;
use brokerd::ledger::{Call, Decided, Grants, NOT_RECORDED, POISONED, STOPPED};
use brokerd::policy::{Label, SessionState};
use build::{grant, now, read, set};
use proto::{
AuditEvent, CallId, DataClass, DecisionRecord, DenyReason, GrantProblem, Mode, ResultStatus,
SessionId, ToolResponse,
};
use rig::Rig;
fn one(grants: Vec<build::Build>) -> Grants {
Ok(set(grants))
}
fn notes(mode: Mode) -> Grants {
one(vec![grant("n", "read_file", mode).paths(&["/n"])])
}
fn call(label: Label) -> Call {
Call {
session: SessionId::new("s1").unwrap(),
call: CallId(1),
decision: 0,
label,
}
}
fn secret() -> Label {
Label {
class: DataClass::Secret,
untrusted: true,
}
}
fn result(content: &str, label: Label) -> ToolResponse {
ToolResponse::Result {
content: content.to_string(),
class: label.class,
untrusted: label.untrusted,
truncated: false,
}
}
#[test]
fn an_allowed_call_is_recorded_in_full() {
let rig = Rig::new("ledger-allowed");
let ledger = rig.ledger();
let request = read("/n/a");
let arguments = request.arguments.clone();
match ledger.decide(request, &notes(Mode::Auto), now()) {
Decided::Allowed { decision, seq } => {
assert_eq!(seq, 0);
assert_eq!(decision.grant(), "n");
}
other => panic!("{other:?}"),
}
let records = rig.records();
assert_eq!(records.len(), 1);
assert_eq!(records[0].time, now());
assert_eq!(
records[0].event,
AuditEvent::Decision {
session: SessionId::new("s1").unwrap(),
call: CallId(1),
tool: "read_file".to_string(),
arguments,
outcome: DecisionRecord::Allowed {},
grant: Some("n".to_string()),
grant_sha256: Some(proto::sha256(b"n").unwrap()),
taint: DataClass::Private,
untrusted: false,
}
);
}
#[test]
fn an_ask_is_recorded_as_ask_with_the_state_it_was_decided_at() {
let rig = Rig::new("ledger-ask");
let ledger = rig.ledger();
match ledger.decide(read("/n/a"), &notes(Mode::Ask), now()) {
Decided::Ask { ask, seq, state } => {
assert_eq!((seq, ask.grant()), (0, "n"));
assert_eq!(state, SessionState::default());
}
other => panic!("{other:?}"),
}
match &rig.events()[0] {
AuditEvent::Decision { outcome, grant, .. } => {
assert_eq!(*outcome, DecisionRecord::Ask {});
assert_eq!(grant.as_deref(), Some("n"));
}
other => panic!("{other:?}"),
}
}
#[test]
fn a_denial_names_a_grant_only_when_a_grant_denied() {
let rig = Rig::new("ledger-denied");
let ledger = rig.ledger();
let none = ledger.decide(read("/n/a"), &one(Vec::new()), now());
assert!(
matches!(none, Decided::Denied(DenyReason::NoGrant)),
"{none:?}"
);
let deny = one(vec![grant("d", "read_file", Mode::Deny).paths(&["/n"])]);
let by = ledger.decide(read("/n/a"), &deny, now());
assert!(
matches!(by, Decided::Denied(DenyReason::DeniedByGrant)),
"{by:?}"
);
let events = rig.events();
let named: Vec<(DecisionRecord, Option<String>)> = events
.iter()
.map(|e| match e {
AuditEvent::Decision { outcome, grant, .. } => (outcome.clone(), grant.clone()),
other => panic!("{other:?}"),
})
.collect();
assert_eq!(
named,
[
(
DecisionRecord::Denied {
reason: DenyReason::NoGrant
},
None
),
(
DecisionRecord::Denied {
reason: DenyReason::DeniedByGrant
},
Some("d".to_string())
),
]
);
}
#[test]
fn invalid_grants_come_first_then_an_unreadable_state() {
let rig = Rig::new("ledger-order");
let ledger = rig.ledger();
std::fs::create_dir_all(rig.cfg.state_dir()).unwrap();
std::fs::write(rig.state_file("s1"), "not json").unwrap();
let invalid: Grants = Err(vec![GrantProblem {
file: "x.toml".to_string(),
line: None,
problem: "bad".to_string(),
}]);
let first = ledger.decide(read("/n/a"), &invalid, now());
assert!(
matches!(first, Decided::Denied(DenyReason::GrantsInvalid)),
"{first:?}"
);
let second = ledger.decide(read("/n/a"), &notes(Mode::Auto), now());
assert!(
matches!(second, Decided::Denied(DenyReason::StateUnreadable)),
"{second:?}"
);
// A state brokerd cannot read is recorded as the most sensitive one.
for event in rig.events() {
match event {
AuditEvent::Decision {
taint, untrusted, ..
} => assert_eq!((taint, untrusted), (DataClass::Secret, true)),
other => panic!("{other:?}"),
}
}
let damaged = rig.lines.with("see docs/runbook.md#broker-state-damaged");
assert!(!damaged.is_empty(), "{:?}", rig.lines.all());
}
#[test]
fn a_failed_append_denies_this_call_and_every_later_one() {
let rig = Rig::new("ledger-stop");
let ledger = rig.ledger();
rig.switch.fail(true);
let first = ledger.decide(read("/n/a"), &notes(Mode::Auto), now());
assert!(
matches!(first, Decided::Denied(DenyReason::AuditUnavailable)),
"{first:?}"
);
assert_eq!(rig.switch.attempts(), 1);
// The sink would work again; the ledger does not try it.
rig.switch.fail(false);
let later = ledger.decide(read("/n/a"), &notes(Mode::Auto), now());
assert!(
matches!(later, Decided::Denied(DenyReason::AuditUnavailable)),
"{later:?}"
);
let finished = ledger.finish(&call(secret()), result("x", secret()), now());
assert_eq!(
finished,
ToolResponse::Failed {
message: NOT_RECORDED.to_string()
}
);
assert_eq!(rig.switch.attempts(), 1, "nothing more was written");
assert!(rig.records().is_empty());
assert!(!rig.state_file("s1").exists(), "the state was not raised");
assert!(!rig.lines.with(STOPPED).is_empty());
assert!(
rig.lines
.all()
.iter()
.all(|l| !l.contains("runbook") || l.ends_with("see docs/runbook.md#audit-unavailable")),
"{:?}",
rig.lines.all()
);
}
#[test]
fn a_panic_while_holding_the_ledger_denies_every_later_call() {
let rig = Rig::new("ledger-poison");
let ledger = rig.ledger();
rig.switch.panic_next();
let panicked = std::panic::catch_unwind(AssertUnwindSafe(|| {
ledger.decide(read("/n/a"), &notes(Mode::Auto), now())
}));
assert!(panicked.is_err());
let later = ledger.decide(read("/n/a"), &notes(Mode::Auto), now());
assert!(
matches!(later, Decided::Denied(DenyReason::AuditUnavailable)),
"{later:?}"
);
assert_eq!(rig.switch.attempts(), 1);
assert!(
!rig.lines.with(POISONED).is_empty(),
"{:?}",
rig.lines.all()
);
assert!(POISONED.ends_with("see docs/runbook.md#audit-unavailable"));
}
#[test]
fn a_result_raises_the_state_then_is_recorded() {
let rig = Rig::new("ledger-result");
let ledger = rig.ledger();
let answer = ledger.finish(&call(secret()), result("key", secret()), now());
assert_eq!(answer, result("key", secret()), "passed on unchanged");
let state = rig.state().read(&SessionId::new("s1").unwrap()).unwrap();
assert_eq!(
state,
SessionState {
taint: DataClass::Secret,
untrusted: true
}
);
assert_eq!(
rig.events(),
[AuditEvent::Result {
session: SessionId::new("s1").unwrap(),
call: CallId(1),
decision: 0,
status: ResultStatus::Result,
class: DataClass::Secret,
untrusted: true,
truncated: false,
bytes: 3,
sha256: proto::sha256(b"key").unwrap(),
taint_after: DataClass::Secret,
}]
);
}
#[test]
fn taint_never_goes_down() {
let rig = Rig::new("ledger-down");
let ledger = rig.ledger();
let public = Label {
class: DataClass::Public,
untrusted: false,
};
ledger.finish(&call(secret()), result("a", secret()), now());
ledger.finish(&call(public), result("b", public), now());
let after: Vec<DataClass> = rig
.events()
.iter()
.map(|e| match e {
AuditEvent::Result { taint_after, .. } => *taint_after,
other => panic!("{other:?}"),
})
.collect();
assert_eq!(after, [DataClass::Secret, DataClass::Secret]);
let state = rig.state().read(&SessionId::new("s1").unwrap()).unwrap();
assert_eq!((state.taint, state.untrusted), (DataClass::Secret, true));
}
#[test]
fn a_failure_changes_no_state_and_is_recorded_by_its_message() {
let rig = Rig::new("ledger-failed");
let ledger = rig.ledger();
let failed = ToolResponse::Failed {
message: "the tool timed out".to_string(),
};
assert_eq!(
ledger.finish(&call(secret()), failed.clone(), now()),
failed
);
assert!(!rig.state_file("s1").exists());
match &rig.events()[0] {
AuditEvent::Result {
status,
class,
bytes,
sha256,
taint_after,
..
} => {
assert_eq!(*status, ResultStatus::Failed);
assert_eq!(
*class,
DataClass::Secret,
"the label the result would have had"
);
assert_eq!(*bytes, 18);
assert_eq!(*sha256, proto::sha256(b"the tool timed out").unwrap());
assert_eq!(*taint_after, DataClass::Private, "the taint before");
}
other => panic!("{other:?}"),
}
}
#[test]
fn a_state_that_cannot_be_written_withholds_the_content() {
if tmp::running_as_root("a_state_that_cannot_be_written_withholds_the_content") {
return;
}
let rig = Rig::new("ledger-ro");
let ledger = rig.ledger();
let dir = rig.cfg.state_dir();
std::fs::create_dir_all(&dir).unwrap();
std::fs::set_permissions(&dir, std::fs::Permissions::from_mode(0o500)).unwrap();
let answer = ledger.finish(&call(secret()), result("key", secret()), now());
std::fs::set_permissions(&dir, std::fs::Permissions::from_mode(0o700)).unwrap();
assert_eq!(
answer,
ToolResponse::Failed {
message: NOT_RECORDED.to_string()
}
);
assert!(
rig.records().is_empty(),
"no Result for a state not on disk"
);
assert!(
!rig.lines
.with("see docs/runbook.md#broker-state-damaged")
.is_empty()
);
}
#[test]
fn a_result_record_that_cannot_be_written_withholds_the_content() {
let rig = Rig::new("ledger-norecord");
let ledger = rig.ledger();
rig.switch.fail(true);
let answer = ledger.finish(&call(secret()), result("key", secret()), now());
assert_eq!(
answer,
ToolResponse::Failed {
message: NOT_RECORDED.to_string()
}
);
assert!(
!rig.lines
.with("see docs/runbook.md#audit-unavailable")
.is_empty()
);
}